MasterClassTM

Capital Roundtable

Association Partners

Data Partners

 

Partial List of
Past Attendees

Abbott Capital Mgmt.

ACA Compliance

AGI Partners

Alterna Capital

Arlon Group

Atlantic Street Capital

Benesch

Bertram Capital Mgmt.

Blackford Capital

Blue Heron Capital

Blue Wolf Capital

Boyne Capital

Broadscope

CapitalSpring Finance

CARTA Fund Services

Cohesive Capital

CT Corp.

Cypress Group

Duane Morris

DW Healthcare

EisnerAmper

Enhanced Equity

Enterprise Risk Mgmt.

Garrison Investment

Gemspring Capital

General Atlantic

Glocap Search

GoldPoint Partners

Great Hill Partners

Greenbriar Equity

Headhaul Capital

Insight Venture

Institutional Limited

Invus

J. H. Whitney & Co.

Kudu Investment

Lee Equity

Leeds Equity

Lovell Minnick

Magna Management

Monitor Clipper

New Heritage Capital

Noble Investment

NorthStar

Odyssey Investment

Owen Blicksilver

Palladium Equity

PEF Services

Pharos Capital Group

Pickwick Capital

Pouschine Cook

River Cities Capital

Riverside Company

Roundtable Investment

Royal Media Group

RSM US

Saw Mill Capital

ShoreView Industries

Spectrum Health

StepStone Group

Trilantic Capital

Trivest Partners

TZP Group

Varagon Capital

Versa Capital

VRC

































 

 

Back-Office No More!!

The Expanded Front & Center Roles

Of PE Firm Finance, Operations,

& Compliance Professionals

 

Best Practices for Overseeing

PE Fund Administration & Compliance

                     

CHAIRED BY

Nickie Norris

Senior Partner, COO, & CCO

New Heritage Capital

 

 FULL-DAY CONFERENCE

Tuesday, December 12, 2017

8:00 am – 5:00 pm

New York City

 

REGISTER NOW

 

INSIGHTS FROM 20 EXPERT SPEAKERS!

Noah S. Becker, LLR Partners
Joshua A. Cherry-Seto, Blue Wolf Capital Partners LLC

Gerry Esposito, Newbury Partners LLC

Adam Felsenthal, Irving Place Capital

Christopher J. Gimbert, Star Mountain Capital LLC
Kevin Kuntz, Juggernaut Capital Partners

Kristine A. O'Connor, Franklin Park Associates LLC
Jonathan S. Schwartz, NewSpring Capital



Faculty | Schedule | Registration | Location | Sponsorship | Audio Package |

Like many of the other professionals inside private equity firms, fund administration and compliance officers know what it’s like to wear multiple hats -- and to roll with changing times.

No longer regarded as living in the back-office, they’re now front and center every day, and busier than ever before.

 

Register Now to attend our annual all-day conference on

Best Practices for Overseeing PE Fund Administration & Compliance
on December 12, 2017, in New York City.

 

Come hear senior fund administration professionals report how their roles are changing and provide concrete examples of how they navigate the challenges of regulatory exams, increased LP reporting requirements, and burgeoning amounts of data.

 

Click here to receive your best rate -- a savings of $400 on our regular conference rates!

 

 Here are some of the many reasons for all this change --

 

  •  Even though fund administrators may have hoped the regulatory burden imposed after the financial crisis would have shrunk, that burden remains substantial. And with tax reform in the wind, fund and compliance teams must also focus on what any reforms may mean at the firm, fund, and portfolio company levels.

 

  •  Fund managers are being asked to analyze more and more data, and to find new ways to use it. Of course, data can also create risks -- e.g., cyber threats that have recently hobbled some major companies have focused attention on just how much data PE firms have, and on whether or not it is secure.

 

  •  Outsourcing alternatives have multiplied. Firms have begun to think of outsourcing in terms of what functions they should outsource, rather than as an all-or-nothing concept.

 

  •  LPs are also requesting customized reports, and, increasingly, reports on softer topics, like workplace satisfaction and sustainable business initiatives. Many LPs are doing separate due diligence calls around operations before investing. And, of course, co-investments with LPs are the new norm, which means even more reporting and regulatory red tape for fund operation professionals.

 

Firms are reacting in various ways to these challenges --

  • Increasing their expense budgets.
  • Building out their operations management staff, and adding positions like “chief data officer” to their rosters.
  • Asking staffs at smaller firms to multi-task.
  • Requiring operations management professionals to participate in everything from structuring deals to making sure they comply with regulations, to using data to analyze the deal landscape, to building analytics around deal performance.

Click Here to hear our 20 speakers address such key points as --

  • Delineating the differences between what’s expected of fund administration and compliance professionals, and the role of the investor relations partners
  • Best practices around doing capital calls using a bank line of credit
  • How to handle co-investment structures
  • What sorts of online portals or apps work best for routine LP communications
  • The major questions LPs need to ask during due diligence
  • What’s new on the regulatory front
  • Is block chain catching on as a way to handle fund administration reporting needs?
  • How to deal with state-level regulations
  • Primary areas of focus in SEC exams
  • What tech improvements you need to make room for in your budget now -- and what can wait
  • What new positions firms are adding in the operations management area
  • How to find and retain diverse fund operations management talent
  • What roles fund administration professionals are playing on investment, compliance, and valuation committees
  • The changing landscape of fund administration service providers
  • Cost concerns around outsourcing versus insourcing
  • Which functions firms are increasingly outsourcing
  • How to resolve quality of service issues when outsourcing
  • Ongoing issues around data in silos and data in spreadsheets

Here Are Three Key Reasons Why You Should Join Us 

 

  1. Speak with fellow CFOs, COOs, CCOs, general counsels, and others about how their roles have expanded
  2. Hear concrete examples of how fund administration professionals handle LP demands for increased communication and customization
  3. Learn about the latest technology developments that can help you manage your data

 

Click here to receive our best rate -- a savings of $400 on our regular conference rates!

 

Register Now to Join Nickie Norris

And More Than 20 Other Admin & Compliance Experts

 

Nickie Norris co-founded New Heritage Capital in 2006, and has been investing in founder-owned, lower middle-market businesses for 19 years. She has served on or has been an active observer on 14 private company boards. As COO and CCO, Nickie plays a leading role in the firm’s internal management, including investor relations, operations, finance, compliance, and HR.

 

This conference brings you exclusive panel discussions and conversations and keynotes featuring a who's who of PE executives.

 

You'll hear how they --

  • Are thinking about the risks and opportunities of tax reform
  • Have protected their firms from cybersecurity threats
  • Play a role in fundraising and due diligence

Three More Reasons Why You Should Join Us  

  1. Get a picture of what functions firms are outsourcing and what they feel must remain in house
  2. Hear how operations professionals are moving away from spreadsheets and towards more transparent, less siloed data
  3. Discuss with peers what issues are commonly encountered in regulatory exams

 

This Capital Roundtable conference is the ideal place to expand your network and open up pathways to future deals. The day’s agenda includes ample time to let you --

  • Meet fellow attendees and featured speakers
  • Enhance your personal database with valuable new connections
  • Share both ideas and business cards
  • Meet potential investment partners and clients

Keep in mind this conference is certain to fill up quickly, so you’ll want to register as soon as possible to assure yourself a seat. To avoid disappointment, please contact Sarah Burd today to confirm your attendance at 212-832-7300 ext. 0 or sburd@capitalroundtable.com.



 

 Who Should Attend

 

Designed to Meet the Needs of GPs, LPs, & Managers of Buyout, Growth Equity, Mezzanine, BDC, and Lending Funds, as Well as Independent Sponsors, Operating Partners, Portfolio Company Managers, and the Bankers, Lawyers, Accountants, & Other Advisors Who Support Them.

 

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We look forward to having you join us on Tuesday, December 12.

 

Conference Organizers

 

This conference is being produced by The Capital Roundtable, America’s leading conference organization focusing on “need-to-know” information for professionals in the middle-market private equity community.  For more information about The Capital Roundtable’s 25 annual conferences and other events and programs, please visit www.capitalroundtable.com.

 

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 Speaking & Business Development Opportunities

 

We offer excellent speaking, marketing, and business development opportunities to reach the middle‑market private equity community. For more details, please contact Sarah Burd or Claire Notton at 212-832-7300 or by email at sburd@capitalroundtable.com or cnotton@capitalroundtable.com.

 

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Have a Question?

 

Please contact Sarah Burd at sburd@capitalroundtable.com or 212-832-7300 ext. 0.

 

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Who We Are

 

This Capital Roundtable conference in midtown, New York City, is all-business, all-targeted, all-designed to be a completely focused day of practical information and revealing insights about private equity investor relations. You’ll gain valuable insights from --

  • Three informative panel discussions
  • Two revealing keynote presentations
  • Real-world perspectives from administration & compliance experts
  • Industry outlooks from noted sector experts
  • War stories and lessons learned from experienced hands

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Faculty

Chaired By

  • Nickie Norris, Senior Partner, COO, & CCO, New Heritage Capital


Hosted By

  • Burt Alimansky, Chairman & CEO, The Capital Roundtable

Speakers

  • Noah S. Becker, Chief Financial Officer, LLR Partners
  • Joshua A. Cherry-Seto, Chief Financial Officer, Blue Wolf Capital Partners LLC
  • Gerry Esposito, Managing Director, CFO, & CCO, Newbury Partners LLC
  • Adam Felsenthal, V.P.--Legal & Compliance, Irving Place Capital
  • Christopher J. Gimbert, Chief Financial Officer, Star Mountain Capital LLC
  • Kevin Kuntz, Chief Financial Officer, Juggernaut Capital Partners
  • Kristine A. O'Connor, Managing Director & CFO, Franklin Park Associates LLC
  • Jonathan S. Schwartz, President & COO, NewSpring Capital

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Schedule

 

  TBA
  

 

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Registration

Space at this conference is limited, so register as soon as possible to assure yourself a seat. To avoid disappointment, please contact Sarah Burd today to confirm your attendance at 212-832-7300 ext. 0 or sburd@capitalroundtable.com.

 

Please note that The Capital Roundtable limits the number of registrants from a single firm to three.

 

  • Best Rate -- Early Registration -- Save $400 off the standard fee of $1495 when you register by November 10. Just $1095.

 

  • Incentive Registration -- save $200 off the standard fee!
    Register by Friday, November 24, and the fee for the conference is $1295.

 

  • Conference Rate -- $1,495 increasing to $1,595 day of conference, space permitting.

 

  • Group Rate -- $995 each, when you register two or more people to attend from the same company.

 

Register Now

 

You can pay by credit card (using the links above) or by check. Mail your check and business card to: New York Business Roundtable Inc., 747 Third Avenue, Suite 200, New York, NY 10017.

Have a special question? Please contact Sarah Burd at sburd@capitalroundtable.com or 212-832-7300 ext 0.

 

From time to time, for reasons beyond Capital Roundtable's control, program schedules and speakers become subject to change. We make every effort to announce substantive changes by email to registrants at least 48 hours in advance.

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Location

  • Midtown, NYC

    Details provided upon registration

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Audio Package

Can't attend but want to hear the program? You can buy the audio package along with the handouts. Purchase the audio package online now.

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Sponsorships

We offer excellent marketing and business development opportunities to reach the middle‑market private equity community. For more details, please contact Claire Notton at 212-832-7300 ext.117, or by email at cnotton@capitalroundtable.com.

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