MasterClassTM

Capital Roundtable

 

 

Co-Host

Sponsors

Supporting Organizations

Research Partners

mergermarket

Media Partners

The Deal

 

Partial List of
Past Attendees

1stWEST Background Investigations

2SV Capital LLC

Abundant Power Group

Advantage Capital Partners

Advent-Morro Equity Partners Inc.

Advocacy Group

AIG Asset Management

Albourne Partners

Allied Capital Corp.

Anderson Pacific Corp.

AP Growth Partners

Ariane Capital Partners

Atreides Capital LLC

Avante Mezzanine Partners

B. C. Ziegler & Co.

Babson Capital Management LLC

Bacchus Capital Management LLC

Balance Point Capital Partners LP

BAML Capital Access Funds

Bancorp Bank

BB&T Capital Partners

BCS Placement LLC

Beekman Group LLC

Beringea LLC

Berkery Noyes & Co.

Bill & Melinda Gates Foundation

Blackford Capital LLC

Boathouse Capital LP

Breakwater Investment Management LLC

Bridgeway Capital

Brookside Group

Brookside Mezzanine Partners

BV Investment Partners

Cameron Holdings Corp.

CantorAdvisors

Capital Funding Group

Capital One Bank USA

Capital Resource Partners

CapitalSpring LLC

Celtic Bank Corp.

Centinela Capital Partners LLC

Cerca Group LLC

CertusBank NA

Churchill Equity Inc.

Churchill Financial LLC

CM Equity Partners

Commerce Street Capital

Commercial Services

Compass Group

Consumer Growth Partners

Contemporary Healthcare Capital LLC

Council Ventures LP

Credit Suisse Customized Fund Investment Group

CSW Private Equity

D. E. Shaw & Co. LP

Dechert LLP

Dewey & LeBoeuf LLP

Diamond Ventures LLC

DLA Piper US LLP

Dolphin Capital Group

Dryden Investments

Dykema Gossett PLLC

Environmental Capital

F. N. B. Capital Corp.

Fairview Capital Partners

Federal One Holdings

FIS Mezzcap LLC

Fortress Investment Group LLC

Founders Equity Inc.

GarMark Advisors LLC

Gemini Investors

Gemino Healthcare Finance LLC

Generation Equity Investors LLC

Generation Growth Capital Inc.

Glovsky & Popeo PC

Golub Capital BDC Inc.

Grant Thornton LLP

Grease Monkey International Inc.

Green Brook Capital Management LLC

Ground Swell Equity

Growth Capital Partners

Guggenheim Partners

GulfStar Group

Hahn & Hessen LLP

Hamilton Lane Advisors

Haverstick Consulting

Healthcare Capital

HighPoint Capital

HSBC Capital (USA) Inc.

Hudson Ferry Capital

Hudson Venture Partners LP

i-Hatch Ventures LLC

Ineo Capital LLC

ING Capital LLC

Innovation Accelerator

J. P. Morgan Chase

J2 Partners Inc.

Karsten Associates

Kidd & Co. LLC

Kirkland & Ellis LLP

KPMG LLP

Larsen MacColl Partners

Lazard Capital Markets

Lineage Capital LLC

Loeb & Loeb LLP

Lone Star Investment Advisors LLC

Long Point Capital Inc.

Lucas Group Inc.

Luther King Capital

Main Street Capital Corp.

Marlin Equity Partners

Matthews Carter & Boyce

McGladrey

McGuireWoods LLP

Medley Capital LLC

Merrick Associates

Method Advisors LLC

MidCap Financial LLC

Milbridge Capital

Mintz Levin Cohn Ferris

Morgan Keegan & Co.

MVC Capital Inc.

New Stream Capital LLC

New Trier Partners LLC

NewSpring Capital

NexBank Capital Inc.

NexBank SSB

NexGen Capital Partners

NGP Capital Resources

Northcreek Mezzanine Fund

Novamark Capital

P & M Corporate Finance

Pacific Community Ventures LLC

Palm Beach Capital Partners LP

Patriot Capital LP

Patton Boggs LLP

Peachtree Equity Partners

Pepper Hamilton LLP

Perseus LLC

Petra Capital Partners LLC

Petros CP Management

PitchBook Data Inc.

Plexus Capital LLC

Porter & Hedges LLP

Presidio Investors

Quabbin Capital Inc.

Quilvest USA Inc.

Regiment Capital Advisors LP

Renovus Capital

Ridgewood Energy

Riverside Co.

Rockland Capital

Rural American Fund

RVR Consulting Group

SaaS Capital Advisors

SAP America Inc.

SCI Ventures

Selway Capital

Signet Healthcare Partners LLC

Skadden Arps

Small Business Investor Alliance

Spring Capital Partners

St. Cloud Capital LLC

Standard General LP

STAR Ventures

Steelpoint Capital Partners LP

Stonebridge

Strategy Leaders Inc.

Sullivan & Worcester

Summer Street Capital Partners LLC

Sunrise Equity Partners

TD Bank NA

Textron Financial Corp.

Thermo Credit LLC

THL Credit Inc.

Thomas Capital Group

Tonka Bay Equity Partners LLC

Top Tier Capital Partners LLC

Triangle Capital Corp.

TWJ Capital LLC

U. S. Small Business Administration

US Capital Partners

V. C. Angelos Associates

Valesco Industries

Venquest Capital

Veritage Group LLC

Veronis Suhler Stevenson Partners

Webster Capital LLC

Weinberg & Bell Group

Wells Fargo Capital Finance

Western Reserve

 

 

 

Clear the date October 11 on your calendar!

CLICK HERE now to register before it's too late!
 

An ENCORE Conference

For SBIC Investors, Advisors & Applicants

 

Best Practices for Launching
& Managing an SBIC

One Billion Reasons to Get the Jump

On New Legislation & Increasing Competition

 

  Attendance Is Limited!

  CLICK HERE to Register Now

                         

CHAIRED BY

Garland S. Tucker

President & CEO

Triangle Capital Corp.

 

Featuring 20 Expert Speakers Including --

  • Matthew R. Colucci, Balance Point Capital Partners LP
  • Kristi W. Craig, Small Business Investor Alliance
  • E. Matthew Dwyer, Matthews, Carter & Boyce
  • Douglas J. England, The Riverside Company
  • Matthew HoganBruen, BAML Capital Access Funds
  • Paul J. Huston, Hudson Ferry Capital LLC
  • Kenneth E. Jones, Boathouse Capital LP
  • Michael A.G. Korengold, Enhanced Capital Partners LLC
  • Douglas A. Korey, Contemporary Healthcare Capital LLC
  • David G. Morris, Pine Street Capital Partners
  • Jerry S. Oldham, 1stWEST Background Investigations
  • Brett T. Palmer, Small Business Investor Alliance
  • Todd A. Reppert, Main Street Capital Corp.
  • James T. Rich, Gemini Investors
  • Christopher A. Rossi, Pepper Hamilton LLP
  • John A. Sadden, Valesco Industries Inc.
  • Jesse D. Serventi, Renovus Capital Partners
  • Michael B. Staebler, Pepper Hamilton LLP
  • Mark Sunshine, Veritas Financial Partners LLC
  • Michael A. Temple, Pepper Hamilton LLP
  • Joe V. Walker, Freeport Financial LLC
  • John D. White Jr., Founders Equity Inc.

 

Click Here to Register >>   Purchase Audio Package >>


 Visit Audio Library >>    Add to Outlook Calendar >>

 

FULL-DAY CONFERENCE

Thursday, October 11, 2012

8:00 am – 4:30 pm
New York City 

SPECIAL HALF-DAY PRE-CONFERENCE WORSKHOP (Optional)

Wednesday, October 10, 2012
How To Launch Your First SBIC

In 2013 -- The Basics & The Nuances

2:00 pm – 5:00 pm
New York City

 

Designed to Meet the Needs of GPs, LPs, & Managers of Buyout, Growth Equity, Mezzanine, & Lending Funds, as Well as Independent Sponsors, Operating Partners, Portfolio Company Managers, and the Bankers, Lawyers, Accountants,

& Other Advisors Who Support Them

Faculty | Schedule | Registration | Location | Sponsorship | Audio Package |

Congress is hard at work on new legislation that will make the federal government’s Small Business Investment Co. (SBIC) program even more rewarding.

 

Once HR 3219 is enacted into law, the total amount of capital available to many SBICs will jump to $350 million, up from $225 million today.

 

Based on anticipated demand, the SBA is ready to commit $4 billion in fresh capital in fiscal 2013 to the SBIC program, a more than one billion dollar increase over the previous period.

 

If you’re seeking your first or second SBIC, or want to take your existing SBIC to its next stage, you must attend our ENCORE conference, with all‑NEW content.

 

It’s called “Best Practices for Launching & Managing an SBIC,” and it’s happening in New York City on Thursday, October 11.

 

And while this conference from The Capital Roundtable is always in high demand, you can receive generous savings of $400 when you make your reservation before August 17!

 

Two attractive new programs are already in the works at the SBA.  They will complement the standard SBIC debenture licenses which allow an investment firm to have as much as three times leverage from Uncle Sam on the private capital it raises -- as much as $150 million plus a cost-of-living adjustment factor.

 

The first new program is being called the SBA’s “Early-Stage Innovation Licenses.”  The initial group of applicants is already being considered.   These licenses are designed to provide as much as $50 million more leverage for seed-stage companies that lack positive cash flow. 

 

And the second new program, being called the “Impact Investment Initiative,” is designed to spur investment in distressed regions -- for example, Michigan’s automotive industry.

 

To chair this conference, we’re delighted to have an experienced SBIC executive, Garland Tucker, President/CEO of Triangle Capital Corp. in Raleigh, N.C.  Triangle began as an SBIC in a limited partnership structure and has now evolved into a publicly traded Business Development Company (BDC) with $700 million under management in two SBICs.  Triangle has over 70 portfolio companies in a wide variety of industries.

 

While most SBIC’s are not publicly traded BDC’s, there is a natural affinity between the two structures that can lead to exceptional fundraising opportunities.  That’s why we’re adding to this conference a panel focusing on expanding an SBIC into a BDC. And conversely on how some existing BDCs are applying for SBIC licensing.

 

Garland co-founded Triangle Capital Corp.’s predecessor companies, Triangle Capital Partners LLC and Triangle Mezzanine Fund LLLP in 2002 and 2003, respectively.  Before co‑founding Triangle, Garland and an outside investor group founded First Travelcorp, a corporate travel services company,   in 1991 and then sold it  in 1999.  Prior to that, he served as Group Vice President of Chemical Bank in New York, and President/CEO of Carolina Securities Corp, a member NYSE.  Garland is a graduate of Washington & Lee University and Harvard Business School.

 

20 SBIC Authorities Get You Up To Speed And Set To Go

 

With our outstanding access to SBIC leaders, our panel presentations will feature 20 highly knowledgeable SBIC experts, including GPs, lenders, U.S. Small Business Administration administrators, attorneys, consultants, and more. 

 

They’ll provide you with the unwritten rules and little-known tips that you won’t find on the SBA website or read in a government instruction manual.

 

And to bring you expert counsel from a legal perspective, our introductory keynote speaker is Michael B. Staebler, of Pepper Hamilton LLP, the country’s largest and most active Small Business Investment Company practice.  Mike ran an SBIC for six years and has represented more than 190 licensed SBICs since 1972.

 

The Capital Roundtable is grateful to Mike Staebler and to Pepper Hamilton for sponsoring this outstanding event.  It’s due in great part to their collaboration that we  can promise that this conference is going to be so worthwhile for you. 

We’ll explain why more and more large institutional investors such as Hamilton Lane and Credit Suisse are supporting SBICs -- a sea change from a few years back.  A growing number of larger PE firms -- such as technology investment giant Silver Lake Partners -- have recently queued up affiliated entities which are licensed as SBICs.

 

We’ll talk about how to properly position your fund application in the face of growing competition.  You’ll discover what SBA officials want to see -- and not see.  Why it’s so important to demonstrate how your team has a successful history of working together.  And which dozen strategies can help your application rise to the top of the pile.

 

Plus you’ll learn why it’s so important to have knowledgeable well-connected advisors by your side whatever you do -- because if the SBA doesn’t think you have a successful track record or experienced team, your license will likely be denied.  

 

The biggest mistakes new applicants make is trying to do things on their own, and we’ll point you to the help you need.

 

Register now to get the important answers to put you in good stead for 2013 --

 

  • What are the biggest challenges facing PE firms who want to launch SBICs?
  • What is the current progress in Congress of new SBIC legislation?
  • How can you best position your team to gain acceptance as an SBIC?
  • What kind of track record is likely to make your application stand out?
  • What are the key mistakes that firms make most frequently when seeking SBIC licensing?
  • How is the Early Stage Innovation program being received by the investment community?
  • Are there specific investment strategies that work best for new SBICs?
  • What techniques do experienced SBICs rely on for successful operation?
  • How can you benefit from growing interest among institutional investors?
  • What are the reasons an SBIC may wish to convert to a BDC?
  • And much, much more.

 

The Place To Network With The Best Minds In The Business.

 

It’s no wonder our past SBIC conferences have been filled to capacity.  Our full-day conference agenda includes both session breaks and an open lunch, where you can meet fellow attendees and featured speakers to exchange ideas and business cards.

 

You should attend this conference if you are a --

 

  • GP who wants to leverage your private capital two, even three times.
  • GP interested in finding out if your team is eligible for SBIC licensing.
  • LP interested in making investments in the lower middle-market.
  • LP who wants to meet the leading participants in the SBIC space.
  • Banker who want to assess the possibilities of creating a non-leveraged SBIC -- or is considering investing in SBICs and needs Community Reinvestment Act credit.
  • Pension or Endowment fund manager who wants to invest in a leveraged fund without incurring Unrelated Business Income Tax.
  • Advisor or consultant to GPs or LPs on SBICs.
  • Attorney who advises SBICs.
  • Executive search professional recruiting for the PE industry.

 

We also encourage you to attend our afternoon pre-conference Workshop the day before on Wednesday, October 10 --

 

How to Launch Your First SBIC in 2013 --

The Basics & the Nuances

 

This optional workshop from the law firm Pepper Hamilton LLP is ideal for attendees who are new to Small Business Investment Companies, and will go into great detail on the specific procedures for getting started.

 

          Remember, register with our Early Bird Rate by August 17, 2012, and you’ll save

          $400 off our standard fee!  Please make your reservation now so you’re not

          disappointed.  We’ll be looking forward to greeting you.

 

For more information, please feel free to contact Mara Kane at 212-832-7300 ext. 0 or af@capitalroundtable.com.

 

This conference is being produced by The Capital Roundtable, America’s leading conference organization focusing on “need-to-know” information for professionals in the middle-market private equity community.  For more information about The Capital Roundtable’s 30 annual conferences and other events and programs, please visit www.capitalroundtable.com.

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Faculty

Chaired By

  • Garland S. Tucker, President & CEO, Triangle Capital Corp.

Hosted By

  • Burt Alimansky, Managing Partner, Alimansky & Bethell Group, and Chairman, The Capital Roundtable

Speakers 

  • A. Peyton Bush IV, Vice President, LongueVue Capital LLC
  • Matthew R. Colucci, Partner, Balance Point Capital Partners LP
  • Kristi W. Craig, S.V.P.--Business Development, Small Business Investor Alliance
  • E. Matthew Dwyer, Principal, Matthews, Carter & Boyce
  • Douglas J. England, Associate Dir.--Fund Administration, The Riverside Company
  • Matthew HoganBruen, Managing Director, BAML Capital Access Funds
  • Paul J. Huston, Partner, Hudson Ferry Capital LLC
  • Kenneth E. Jones, Managing Partner, Boathouse Capital LP
  • Michael A.G. Korengold, President & CEO, Enhanced Capital Partners LLC
  • Douglas A. Korey, Managing Director, Contemporary Healthcare Capital LLC
  • David G. Morris, Managing Partner, Pine Street Capital Partners
  • Jerry S. Oldham, Chairman & CEO, 1stWEST Background Investigations
  • Brett T. Palmer, President, Small Business Investor Alliance
  • Todd A. Reppert, President, Main Street Capital Corp.
  • James T. Rich, Managing Director, Gemini Investors
  • Christopher A. Rossi, Partner, Pepper Hamilton LLP
  • John A. Sadden, Managing Director, Valesco Industries Inc.
  • Jesse D. Serventi, Partner, Renovus Capital Partners
  • Michael B. Staebler, Partner, Pepper Hamilton LLP
  • Mark Sunshine,Chief Executive Officer, Veritas Financial Partners LLC
  • Michael A. Temple, Senior Partner, Pepper Hamilton LLP
  • Joe V. Walker, Managing Director, Freeport Financial LLC
  • John D. White Jr., Managing Member, Founders Equity Inc.
  • Additional Speakers To Be Announced

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Schedule

 

Workshop
01:30 – 02:00
02:00 – 05:00






Conference
07:30 - 08:15
08:15 - 09:00
09:00 - 09:45
09:45 - 10:15
10:30 - 11:00
11:00 - 12:00

 

12:00 - 01:00
01:00 - 01:30
01:30 - 02:30

02:30 - 03:30

03:30 - 03:45
03:45 - 04:45

04:45

 

  

Wednesday, October 10, 2012

Registration & Networking

"How To Launch Your First SBIC In 2013 -- The Basics & The Nuances" (Led by Michael B. Staebler of Pepper Hamilton LLP, the "dean" of the SBIC legal community. This workshop reviews in detail every step on the path to successfully winning an SBIC license. He and his panelists also review why it's worth the effort to create an SBIC, how to comply with the written regs (as well as the unwritten ones!), and what legal nuances are most important in managing an SBIC.)

Thursday, October 11, 2012

Registration, Networking, & Continental Breakfast

Welcoming Remarks & Audience Introductions

Introductory Keynote

Chairman's Keynote

Coffee & Networking Break
First Panel -- “Launching an SBIC -- What We Wished We’d Known Before We Got Started”

Luncheon & Networking

Briefing from the SBA & SBIA
Second Panel
-- “Managing an SBIC -- Due-Diligence on Targets & Overseeing the Portfolio & Back Office”

Third Panel -- “Fundraising For an SBIC -- How to Locate & Choose Investors Who Like SBICs”

Coffee & Networking Break

Fourth Panel -- “Choosing Non-Traditional Strategies -- Examples from Other SBICs”

Networking & Adjournment

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Registration

  • Early Bird Registration Fee -- and save $400 off the standard fee! Register by Friday, August 17, and the fee for the conference is $995 -- or $1295 for the Conference & Workshop.
  • Premiere Registration Fee -- save $200 off the standard fee! Register by Friday, September 7, and the fee for the conference is $1195  -- or $1495 for the Conference & Workshop.
  • After that, the standard fee is $1395 for the conference  -- or $1695 for the Conference & Workshop.
  • At the door, if space is available, the fee is $1495 for the conference -- $1795 for the Conference & Workshop.
  • Special group rates -- The Capital Roundtable offers a special discount for 2 or more people.  For more info, please contact Mara Kane af@capitalroundtable.com or 212-832-7300 ext 0.


Click Here to Register >>    Purchase Audio Package >>

 

 Visit Audio Library >>    Add to Outlook Calendar >>

 


You can pay by credit card (using the links above) or by check. Mail your check and business card to: New York Business Roundtable Inc., 12 East 44 Street, Penthouse, New York, NY 10017.

If the program is oversubscribed, we will notify you immediately and not charge your credit card.  (If you need to cancel, please do so by Thursday, October 4 at 5:00pm, and we will credit you for a future conference.)


From time to time, for reasons beyond Capital Roundtable's control, program schedules and speakers become subject to change.  We make every effort to announce substantive changes by email to registrants at least 48 hours in advance.

Have a special question?  Please contact Mara Kane at 212-832-7300 ext.0 or by email at af@capitalroundtable.com.

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Location

The University Club

1 West 54th Street

(Corner of 5th Avenue and 54th Street)

New York, NY  10017

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Audio Package

Can't attend but want to hear the program? You can buy the audio package along with the handouts. Purchase the audio package online now.

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Sponsorship

The Capital Roundtable offers excellent marketing and business development opportunities to reach the middle-market private-equity community . For more details, please contact Christine Rath at 212-832-7300 or by email at crath@capitalroundtable.com.

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