Capital Roundtable



Association Partners

Research Partners

Capital IQ


Media Partners

The Deal





Partial List of
Past Attendees

1st BridgeHouse Securities LLC

747 Capital LLC

AdmieMobile LLC

Advanced Finance & Investment Group LLC

AEP Capital LLC

Aladdin Capital Holdings

Alternative Energy Capital Advisors

American Securities Capital Partners LLC

American Working Capital

Anchin Capital Advisors

Apposite Capital

Aranca US Inc.

Arch Street Advisors


Asia Society

Atlantic-Pacific Capital Inc.

Atlas Holdings LLC

Aurelian Capital Partners

AxeaGroup Co.

Azalea Capital LLC

Balance Point Capital Partners

Ballamor Capital

Barclays Capital

Barrett Capital Corp.

Baymark Partners

Bayshore Capita

BCA Mezzanine Fund

BCS Placement

Beckett Gas Inc.

Berkery Noyes & Co.

Blakely Harbor Advisors

Blue Heron Capital

Blue Point Capital Partners

Blue Wolf Capital Partners LLC

Brass Ring Capital

Breakaway Ventures

Breakwater Investment Management LLC

BrightWork Capital

Brittany Capital Group

Broadway Partners

Brook Park Capital

Brookfield Asset Management Inc.

Brynwood Partners

Caisson Capital Partners

Capitol Q Restaurants

Capstone Partner

Capwell Partners

Centinela Capital Partners LLC

Centura Capital LLC

Cerca Group LLC

Ceres Partners

Chadbourne & Parke

Chanticleer Holdings


Clearbrook Investment Consulting LLC

CloveHitch Partners

Colville Capital

Consumer Growth Partners

Contemporary Healthcare Capita

Context Capital Partners

Core Energy Partners

Cornerstone Capital

Court Square Ventures LLC

Credit Suisse Customized Fund Investment Group

Crescendo Partners

Crescent Bay Holdings LLC

Cresco Advisor

Cross Atlantic Capital Partner

Cross Border Capital Development Ltd.

Crossroad Capital

Cutlass Capital LLC

D. E. Shaw Direct Capital LLC

David N. Deutsch & Co. LLC

Devon Value Advisers

Diamond Equity Partners

Discovery Americas

Dolphin Capital Group

EastSide Group

EBF & Associates

EdgeLine Capital Partners LLC

EdgeStone Capital Partners Inc.

Enhanced Capital Partners LLC

Environmental Capital Partner

Esquire Bank

Evercore Partners

Family Office Services

Family Venture Management LLC

Farragut Capital Partners LLC

Fenway Partners


Fifth Third Bank NA

FIS Mezzcap LLC

Forbes Private Capital Group LLC

Forum Partners Investment Management LLC

Friedman LLP

FTV Capital

Fundamental Advisors

Galeao Partners

General Atlantic

Geneva Glen Capital

GenSpring Family Offices

Genuity Capital Partners

Glenmede Trust Co.

Global Infrastructure Services LP

Globalist Capital Management

Godel Capital LLC

Golden Seeds LLC

Gores Group LLC

Gotham Revival Fund

Grant Thornton LLP

Great Road Capital

Green Cay Asset Mgmt.

Grey Mountain Partners LLC

Griffin Realty Advisors

GRL Capital Advisors

Grove Street Advisors

Grubb & Ellis New York

Gruss Asset Management LP

Gryphon Investors

Guerin Associates

Gustafson & Co.

Hammond Associates | Mercer

Hauser Capital Markets

Heritage Partners

High Street Capital

HighPoint Capital Management LLC

Hilbert Peers & Young

Hillspire LLC

Hudson Partners Group

Hudson Venture Partners

Hunt Private Equity'

Imperial Capital Group

Independence Capital

Ingleside Investors

Integration Capital & Trade Inc.

Inverness Graham Investments

Investcorp International Inc.


J. H. W. Greentree Capital

Jade Capital

January Partners

John Lilly Strategic Insights LLC

Johnson & Johnson

K&L Gates LLP

KEI Capital LLC

Kidd & Co. LLC

Kingsland Capital Management LLC

Kirby Capital Advisors

Kirtland Capital Partners

Knight Capital Partners

Kohlberg Kravis Roberts & Co. LP

Lancaster Group Holdings LLC

Larsen MacColl Partners

LB Group LLC

Leading Ridge Capital

Legion Enterprises

Lehrman Family Partnership LLC

Lenox Hill Capital

Lime Rock Management

Longroad Asset Management LLC

LongueVue Capital

Luther King Capital

Madison Williams & Co. LLC

Madison Williams Private Capital Solutions

Mainsail Partners

Management Capital Holding AG

Mansa Capital

MBH Enterprises

McGuireWoods LLP

McKee Group

MCM Capital Partners

MDCM Partners LLC

Merlin Nexus

Metcircle Networking

Midwest Mezzanine Funds

Mile Square Capital

Milestone Partners

Mistral Equity Partners

Monument Group

Morgan Keegan

Morgan Stanley Smith Barney LLC

Morgenthaler Ventures

MR Investment Partners

MTN Capital Partners

Mycelium Holdings

National City Equity Partners LLC

New Boston Fund

New Trier Partners

Newlight Asset Partners LLC

NewWorld Capital Group

Nonpareil Capital

Northern Lights Capital Group LLC

Offit Capital Advisors

OpenAir Equity Partners

Osage University Partners

Pacific Community Ventures LLC

Paragon Capital LP

Pathway Capital

Pepper Hamilton

Performance Trust Investment Advisors

Pharma Capital Partners LP

Philadelphia Private Capital LLC

Phillips Edison

Pillsman Partners

Pine Brook Road Partners LLC

Pitcairn Trust Co.

PitchBook Data Inc.

Pomona Capital LP

Pontus Capital Management

Post Capital Partners

Pouschine Cook Capital Management

Praetorian Group


Prime Natural Resources Inc.

Privcap LLC

Probitas Partner

Prudential Capital

Quabbin Capital

Quest Hospitality Ventures

Quilvest USA Inc.

Radius Ventures

RBC Capital Markets Corp.

Realterm Global

Regis Management

Renaissance Strategic Advisors

Resonant Music Fund

Resource Financial Institutions Group

Ridgewood Energy

River Associates

Rockefeller Financial

Rohatyn Group

Rothstein Kass & Co.

Rural American Fund

S. M. Jenkins & Co.

S. R. Capital Advisors

Safeguard Scientifics

Saybrook Capital

SeaCap Partners

Seacoast Capital

Seaport Capital

Sentinel Trust Co.

Sigma Capital Partners LLC

Signet Enterprises

Siguler Guff & Co.

Silver Oven Studios

Sixpoint Partners

Solamere Capital

Source Capital Group

Southeast Capital Companies LLC

SPP Mezzanine Partners

Spring Capital Partners LP

Square 1 Bank

SRP Capital

Staley Capital Management LLC

Stonebridge Business Partners

Stonebridge Partners

Stripes Group LLC

Summerhill Venture Partners

Summit Park Partners

Sun Over Jupiter Broadcasting Inc.

Sunrise Equity Partners

Sweet 100 LLC

Synergenz Bioscience Inc.

Tancho Innovation Capital

Tellurian Partners

TerraNova Capital Partners Inc.

Thomas H. Lee Partners LP

Ticonderoga Capital

Tillery Capital LLC

Title Capital Management LLC

Top Tier Capital Partners LLC

Triad Alpha Partners

Trivest Partners LP

Turnbridge Capital

U. S. Trust Bank of America Private Wealth Mgmt.

Upsher Management

Vail Capital Partners

Vanterra Capital

VenGrowth Asset Management Inc.

Veronis Suhler Stevenson Partners

Virginia Commercial Finance Inc.

Viscogliosi Brothers

VO2 Partners

Waveland Investments LLC

Weinberg & Bell Group

White Wolf Capital

Willco Companies

Windage Capital

Winona Capital Management LLC






Clear the date February 16 on your calendar!

CLICK HERE now to register before it's too late!

Encore Conference

For Middle-Market Private Equity

 & Mezzanine Investors & Lenders


Raising Private Equity Funds

From Family Offices

& Wealthy Individuals
How to Succeed in Gaining Access
To This Confidential Marketplace


  Attendance Is Limited!

  CLICK HERE to Register Now



Jeffery F. Moy, Head of Private Equity

Rockefeller Financial


Featuring 20 Expert Speakers Including --

  • C. Redington Barrett, Permal Capital Management Inc.
  • Beverly A. Berman, Thomas H. Lee Partners LP
  • Julia D. Corelli, Pepper Hamilton LLP
  • John Crocker, Deutsche Bank AG
  • Anna Dayn, Cardano Risk Management BV
  • Mitchell A. Davidson, Post Capital Partners LLC
  • Tami L. Fratis, Phoenician Ventures
  • Scott Gregory, Darby Private Equity
  • Karl Khoury, Arborview Capital LLC
  • John K. Kim, Court Square Capital Partners LP
  • Christopher D. Kirsten, Greenhill & Co. Inc.
  • Kevin O. Kuryla, UBS Investment Bank
  • Howard K. Landis, Plexus Capital LLC
  • Rod Larson, CTC Consulting LLC
  • Daniel C. Lubin, Radius Ventures LLC
  • Thomas P. Lupone, Prime Buchholz & Associates Inc.
  • Bart J. Molloy, Monument Group Inc.
  • Mark O'Hare, Preqin
  • Christopher A. Rossi, Pepper Hamilton LLP
  • Diane Sterthous, Glenmede Trust Co. NA
  • H. Whitney Wagner, Clear Brook Advisors
  • Jeanette M. Welsh, Telegraph Hill Partners LP


Click Here to Register >>   Purchase Audio Package >>



 Visit Audio Library >>    Add to Outlook Calendar >>



Thursday, February 16, 2012

8:00 am – 5:00 pm
New York City 

Designed to Meet the Needs of GPs, LPs, & Managers of Buyout, Growth Equity, Mezzanine, & Lending Funds, as Well as Independent Sponsors, Operating Partners, Portfolio Company Managers, and the Bankers, Lawyers, Accountants,

& Other Advisors Who Support Them

Faculty | Schedule | Registration | Location | Sponsorship | Audio Package |

More and more wealthy families and individuals -- together with the managers who help oversee their assets -- are agreeing to invest in the funds and deals of middle-market private equity firms.


With current economic and political uncertainties, these valued yet often elusive LPs are more concerned than ever about risk management.  Many are taking a defensive posture with their investments, and they feel threatened by increasing government regulation and tighter compliance standards, not to mention the potential for media attention.


So more than ever before, getting in the door takes a very focused strategy that addresses the challenges these asset holders face.  There are right and wrong ways to approach this marketplace, and specific points you must make in your presentations to build confidence and foster relationships.


          You’ll find just how to reach these investors at The Capital Roundtable’s full-day

          encore conference, with all-NEW content, on Thursday, February 16, 2012 in

          New York.


          And we’re delighted to welcome Jeffery F. Moy, Head of Private Equity for New

          York-based Rockefeller Financial to chair this encore conference.


Rockefeller Financial is a global investment and wealth management firm providing sophisticated solutions to wealthy individuals, families, family offices, foundations, endowments and other institutions.  The firm’s history dates back to 1882 when John D. Rockefeller established one of the world’s first family offices.  The firm was formally incorporated in 1979 and became a SEC registered investment adviser in 1980, at which point it began servicing a broader clientele.  Rockefeller Financial provides access to best-in-class solutions and comprehensive services through four business groups -- Rockefeller Wealth Advisors, Rockefeller Asset Management, Rockefeller Capital Partners, and Rockit® Solutions. 


Rockefeller was one of the leaders in private equity funds through its initial formation of Venrock and AEA Investors more than four decades ago.  Now through Rockefeller Capital Partners, the firm demonstrates expertise across the private equity landscape -- venture capital, growth equity, buyouts, distressed, secondaries, cleantech, etc.  The firm has a highly selective approach to private equity and facilitates access to funds that are typically closed to new LPs.


With its need to protect the confidentiality of individuals’ wealth, the family office marketplace can be difficult to break into.  Both single-family and multi-family offices operate very differently from institutions.  They have no disclosure regulations and are not saddled with asset and liability matching requirements.


And the funds that family offices control are greater than many PE firms realize.  Investable assets can range from $25 million to $25 billion.


This makes family offices a more consistent source of capital than the institutional marketplace. Endowments and foundations have been hurt by the liquidity crunch, and must often make decisions based solely on time frames and return parameters.  In comparison, family office managers have ever‑evolving needs, so any time is a good time to make their acquaintance.


          If you want to get a 360˚ insider’s view of this highly desirable marketplace, make

          plans now to join us.


          Plus there’s no searching required to take advantage of our Early Bird Discount.  

          Simply sign up before January 6 for this conference, and you will automatically

          receive special savings of $400!


Jeff Moy will be sharing his extensive knowledge and key relationships with all conference attendees.  He brings more than 20 years of investment management experience to the dais.


Prior to joining Rockefeller Financial, Jeff was a Senior Managing Director at Liberty Mutual Investment Advisors LLC, where he spearheaded the firm's alternative markets portfolio.  A Chartered Financial Analyst, Chartered Market Technician, and Chartered Alternative Investment Analyst, Jeff received a MS in Management from MIT’s Sloan School of Management and a BS in Business Administration from Boston University.


20 Family Office Specialists Reveal Their Strategies & Tactics


Along with Jeff, we’ll have 20 knowledgeable speakers taking part in four brand-new panel presentations.  You’ll hear from prominent family office managers, GPs working with family office managers and wealthy individuals, plus PE industry specialists in making fundraising presentations, preparing pitch books, negotiating GP/LP agreements and arranging deal structures.


At our conference, we’ll explore best practices in developing and cultivating the relationships that are all-important.  It takes time to earn the confidence and trust of family office managers, and you need to present yourself in a memorable, meaningful way.  Quite often, individual family offices have ties to a particular industry due to heritage issues or philanthropic matters; your task is to identify and capitalize on these leanings.


We’ll cover the new role of family office consultants -- gatekeepers whose mission is to provide a first line evaluation of potential GPs.  It’s a boon to pass muster with these consultants and earn a place on their approved list -- many serve multiple family office clients and can expand your opportunities.


And we’ll explain how placement agents can help you get introduced to family offices you may not be able to reach on your own.  You’ll hear the best approaches to finding a good placement agent -- the questions to ask, the references to check and the fees to expect.


We’ll also discuss what you need to know about finding capital overseas.  While family offices in Europe and Asia have traditionally sought out larger established PE firms, the pendulum is swinging as the world grows smaller.


Register now to gain insight into these and other frequently-asked questions --


  • Are family offices and wealthy individuals becoming more or less committed to private equity?
  • What are some of the main challenges that affect fundraising from family offices and wealthy individuals?
  • How can you gain the trust of family offices that are overly cautious about risk and/or sticklers for transparency?
  • How does the flexibility of family offices compare to that of larger institutional investors?
  • What are the best ways for GPs to locate and approach family office managers -- cold calls, personal introductions, or both?
  • What are the middle-market sectors that seem to be most attractive to family offices and wealthy individuals today?
  • What are the key differences between domestic family offices and those based in Europe, Asia, the Middle East, and Latin America?
  • What are today’s best practices for making presentations to family offices?  What common mistakes should GPs avoid?
  • What are the pros and cons of using placement agents for reaching family offices and wealthy individuals?
  • What key practices should GPs follow in meeting family offices’ needs for confidentiality?
  • And much, much more.


Meet The People Who Can Expand Your Family Circle.


This conference is one of the very few places where you can network with hard-to-find family office professionals.  We’ve built ample time into the agenda, including session breaks and an open lunch, where you can make contacts and connections with both your peers and our featured speakers.


You should attend this conference if you are a --

  • Emerging manager looking to raise your first fund.
  • Experienced GP ready to cast your net wider for potential investors.
  • GP wanting to learn how best to pitch to family offices and wealthy individuals.
  • Family office manager seeking benchmarks to gauge your performance.
  • Fund of funds manager who wants to maximize upcoming opportunities.
  • Attorney or advisor involved with family offices and wealthy individuals.
  • Placement agent seeking new sources for closing young funds.
  • PE communications professional involved with presentations to family offices and wealthy individuals.
  • Executive search professional recruiting for the PE industry.


          Remember, register with our Early Bird Rate by January 6, 2012, and you’ll save

          $400 off our standard fee!  Please make your reservation now so you’re not

          disappointed. We’ll be looking forward to greeting you.


For more information, please feel free to contact Anna Fagan at 212-832-7333 ext. 0 or


This conference is being produced by The Capital Roundtable, America’s leading conference organization focusing on “need-to-know” information for professionals in the middle-market private equity community.  For more information about The Capital Roundtable’s 30 annual conferences and other events and programs, please visit

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Chaired By

  • Jeffery F. Moy, Head of Private Equity, Rockefeller Financial

Hosted By

  • Burt Alimansky, Managing Partner, Alimansky & Bethell Group, and Chairman, The Capital Roundtable


  • C. Redington Barrett, President & CEO, Permal Capital Management Inc.
  • Beverly A. Berman, Director, Thomas H. Lee Partners LP
  • Julia D. Corelli, Partner, Pepper Hamilton LLP
  • John Crocker, Managing Director, Deutsche Bank AG
  • Mitchell A. Davidson, Managing Director, Post Capital Partners LLC
  • Anna Dayn, Head--Private Equity, Cardano Risk Management BV
  • Tami L. Fratis, Principal, Phoenician Ventures
  • Scott Gregory, Managing Director, Darby Private Equity
  • Karl Khoury, Partner, Arborview Capital LLC
  • John K. Kim, Partner, Court Square Capital Partners LP
  • Christopher D. Kirsten, Managing Director, Greenhill & Co. Inc.
  • Kevin O. Kuryla, Executive Director, UBS Investment Bank
  • Howard K. Landis, Principal, Plexus Capital LLC
  • Rod Larson, Dir.--Private Markets, CTC Consulting LLC
  • Daniel C. Lubin, Managing Partner, Radius Ventures LLC
  • Thomas P. Lupone, Principal, Prime Buchholz & Associates Inc.
  • Bart J. Molloy, Managing Director, Monument Group Inc.
  • Mark O'Hare, Managing Director, Preqin
  • Christopher A. Rossi, Partner, Pepper Hamilton LLP
  • Diane Sterthous, V.P. & Dir.--Private Assets, Glenmede Trust Co. NA
  • H. Whitney Wagner, President & CEO, Clear Brook Advisors
  • Jeanette M. Welsh, Partner, Telegraph Hill Partners LP

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07:30 - 08:15
08:15 - 08:45
08:45 - 09:45

09:45 - 11:00

11:00 - 11:30

11:30 - 12:30

12:30 - 01:45

01:45 - 02:45

02:45 - 03:30

03:30 - 04:30



Thursday, February 16, 2012

Registration, Networking, & Continental Breakfast

Welcoming Remarks & Audience Introductions

Chairman’s Keynote -- "Micro In-the-Trenches Perspective on Raising Private Equity Funds from Family Offices & Wealthy Individuals -- How to Succeed in Gaining Access To This Confidential Marketplace "

First Panel -- “Why We Like Private Equity More & More -- Five U.S. & Global Family Office Managers Describe Where They Are Allocating Capital & What They Want from GPs”
Coffee & Networking Break

Second Panel -- “Cracking the Code -- Four Placement Agents & Gatekeepers Reveal Where to Find Family Offices & How You Should Approach Them"
Luncheon & Networking
Third Panel -- “Negotiating GP/LP Agreements -- Four Specialists Discuss What to Expect Now That LPs Are Gaining Leverage”
Featured Keynote -- “PE Fundraising -- Getting Your Share of the Family Office Dollar”
Fourth Panel -- “War Stories from Successful GPs -- Lessons They Can Teach from the Process of Raising Funds from Family Offices & Wealthy Individuals”
Networking & Adjournment

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  • Early Bird Registration Fee -- and save $400 off the standard fee! Register by Friday, January 6, and the fee for the conference is $995.
  • Premiere Registration Fee -- save $200 off the standard fee! Register by Friday, January 27, and the fee for the conference is $1195.
  • After that, the standard fee is $1395 for the conference.
  • At the door, if space is available, the fee is $1495 for the conference.
  • Special group rates -- The Capital Roundtable offers a special discount for 2 or more people.  For more info, please contact Anna Fagan or 212-832-7333 ext 0.

Click Here to Register >>    Purchase Audio Package >>


 Visit Audio Library >>    Add to Outlook Calendar >>


You can pay by credit card (using the links above) or by check. Mail your check and business card to: New York Business Roundtable Inc., 12 East 44 Street, Penthouse, New York, NY 10017.

If the program is oversubscribed, we will notify you immediately and not charge your credit card.  (If you need to cancel, please do so by Thursday,February 9 at 5:00pm, and we will credit you for a future MasterClass.)

From time to time, for reasons beyond Capital Roundtable's control, program schedules and speakers become subject to change.  We make every effort to announce substantive changes by email to registrants at least 48 hours in advance.

Have a special question?  Please contact Anna Fagan at 212-832-7333 ext. 0 or by email at

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The University Club
Dwight Room -- First Floor
One West 54 Street (at 5th Avenue)
New York City

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Audio Package

Can't attend but want to hear the program? You can buy the audio package along with the handouts. Purchase the audio package online now.

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The Capital Roundtable offers excellent marketing and business development opportunities to reach the middle-market private-equity community . For more details, please contact Dana DeMattia at 212-832-7333 or by email at

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